Preparing for your AML Monitoring Visit (ROI)

Given the ever-increasing regulation surrounding anti-money laundering and the added scrutiny that a firm can expect to undergo from its professional body when it is selected for a money laundering monitoring visit, this course will cover the key points that a firm will need to address in preparation for such an inspection, including for example:

• Are your firm’s money laundering policies and procedures adequately documented?
• Have you documented a firm-wide risk assessment and is it sufficient?
• Client risk assessment and due diligence records;
• Things to watch out for that can be problematic;
• Other essential items before a monitoring inspection happens?

(ROI) courses are for sale to accountants in the Republic of Ireland.  The on-demand courses are also available as part of the ROI Box Set – click here for details.